Student Well-Being

Principals Face a Delicate Balancing Act In Handling Allegations of Misconduct

By Caroline Hendrie — December 16, 1998 6 min read
  • Save to favorites
  • Print

School principals often feel they need to be education’s answer to the Colonial minuteman—ready at a moment’s notice to handle just about anything.

But when it comes to probing sexual impropriety involving school employees and students, many experts say principals are better off calling in the cavalry—professional investigators trained to cope with the singular challenges such cases present. By trying to go it alone, many scholars and law-enforcement officials say, administrators risk violating their state’s child-abuse reporting laws, jeopardizing the chances that justice will be done, or simply getting in way over their heads.

“It’s not fair to ask our principals to be Ken Starr,” said W. Richard Fossey, the associate dean of education at Louisiana State University in Baton Rouge. “They’re not by training or temperament like dogged prosecutors.”

A Trust Betrayed

In theory, most principals endorse the seemingly straightforward notion that they should quickly notify outside authorities whenever they suspect sexual abuse of students.

Yet in practice, figuring out when to pick up the telephone can prove anything but easy.

It is common for administrators to learn about possible improprieties indirectly, through rumors, hunches, or allegations of apparently questionable validity. Deciding what to do with this information, and when—if ever—to turn it over to external authorities, can be fraught with anguish and uncertainty.

“The truth basically comes to the surface in parts,” said Michael L. Caplinger, who has handled several sexual-misconduct cases and is now the superintendent of the Iowa Park district in northeast Texas. “Sometimes you don’t know if you’ve ever gotten the truth.”

Reporting Not Enough

Yet just as administrators must know when to bring in outside help, they must realize that doing so doesn’t necessarily get them off the hook.

Many instances of sexual impropriety by staff members do not rise to the level of prosecutable crimes. For that reason, school supervisors must be prepared to make disciplinary cases against employees on the grounds that their conduct violates professional standards.

“Just because a person is not a convicted felon doesn’t mean he should be with children,” noted Shayla Lever, the director of child-abuse prevention for the Los Angeles schools. “What we really have to guard against is the administrator who doesn’t want to deal with it, refers it to law enforcement, and then thinks, ‘OK, well, that’s taken care of.’ ”

To help prevent that scenario, some experts say principals need at least some training in investigating sexual wrongdoing by employees. Still, many advise them to reach out for expertise rather than attempt a full-blown investigation themselves.

Some larger districts have employees who specialize in examining employee misconduct. But for smaller ones, officials can consider hiring outside investigators if the probes by police of child-protection officials are insufficient. Besides greater know-how, independent investigators offer the advantage of relative impartiality, some experts argue.

“Bringing in an outsider reassures people that you’re not trying to cover anything up,” said Charol Shakeshaft, a professor of educational administration at Hofstra University in Hempstead, N.Y.

Some observers believe that such assurances are strongly needed. With all that principals have riding on the outcome of such probes—everything from a professional colleague’s career to their own legal liability—some experts say it is unrealistic to expect them to examine a case thoroughly and objectively.

“It’s hard to get out of your mind what will happen if it’s substantiated,” said Edward F. Stancik, who has handled hundreds of such cases as the special investigator for the New York City schools. “A principal’s got too much of a conflict going on to be the one to do the investigation.”

More Harm Than Good

Very often, the investigations conducted by police or social-service agencies—even if they do not yield criminal charges or convictions—can provide valuable fodder for school officials trying to build a disciplinary case. And in some cases, the reverse can be true, as evidence gathered by school officials proves useful to the authorities.

But more often than not, many law-enforcement officials say, educators do more harm than good when they delve into allegations without giving police or child-abuse investigators first crack.

“Invariably, an in-house investigation creates more problems,” Mr. Stancik said. “It’s worse than doing nothing.”

In part because they usually are not trained investigators, school officials may unintentionally cripple the ability of detectives to gather evidence.

A principal’s first instinct may be to confront the employee, for instance. But putting staff members on notice can undermine a range of investigative techniques, including attempts to capture suspects talking about past wrongdoing on audiotape. It may also give the employee a chance to intimidate victims into silence or otherwise impede justice.

Even if they play little role in assessing whether alleged improprieties rise to the level of a crime, school officials are often a key link between victims and the child-protection and criminal-justice systems.

To improve the odds that they will perform that function well, those committed to curtailing schoolhouse sex abuse urge schools to develop clear protocols to follow when allegations arise.

“This thing strikes like a bolt of lightening,” Mr. Stancik observed. “The time to think about it is before you’ve got a kid in your office bawling her eyes out.”

On-Site Expert Urged

Some experts also advise schools to designate at least one person at each school who is trained in the dynamics of sexual malfeasance by employees. This may help avoid errors that can allow abusers to continue victimizing students and land administrators in hot water for failure to report.

“On a day-by-day basis, somebody has to do the initial screening to say, ‘Is this worthy of a criminal investigation?’ ” said Robert J. Shoop, a professor of educational administration at Kansas State University.

To prepare for the day that such an investigation is warranted, school officials should make it a priority to develop a working relationship with their local child-protection agency and police, say prosecutors, scholars, and administrators who have lived through such cases.

Agreeing on a protocol for conducting investigations in advance can be crucial. If administrators try to lay the ground rules on the spot—to make the process easier on students or employees, for example—misunderstandings can ensue.

“Police are trained to get the bad guy and if they see the principal is getting in the way, they’ll start talking about obstructing justice,” Mr. Fossey said. “So you need to develop trust ahead of time.”

A version of this article appeared in the December 16, 1998 edition of Education Week as Principals Face a Delicate Balancing ActIn Handling Allegations of Misconduct

Events

This content is provided by our sponsor. It is not written by and does not necessarily reflect the views of Education Week's editorial staff.
Sponsor
School & District Management Webinar
Leadership in Education: Building Collaborative Teams and Driving Innovation
Learn strategies to build strong teams, foster innovation, & drive student success.
Content provided by Follett Learning
School & District Management K-12 Essentials Forum Principals, Lead Stronger in the New School Year
Join this free virtual event for a deep dive on the skills and motivation you need to put your best foot forward in the new year.
This content is provided by our sponsor. It is not written by and does not necessarily reflect the views of Education Week's editorial staff.
Sponsor
Privacy & Security Webinar
Navigating Modern Data Protection & Privacy in Education
Explore the modern landscape of data loss prevention in education and learn actionable strategies to protect sensitive data.
Content provided by  Symantec & Carahsoft

EdWeek Top School Jobs

Teacher Jobs
Search over ten thousand teaching jobs nationwide — elementary, middle, high school and more.
View Jobs
Principal Jobs
Find hundreds of jobs for principals, assistant principals, and other school leadership roles.
View Jobs
Administrator Jobs
Over a thousand district-level jobs: superintendents, directors, more.
View Jobs
Support Staff Jobs
Search thousands of jobs, from paraprofessionals to counselors and more.
View Jobs

Read Next

Student Well-Being Teachers View Chronically Absent Students Less Favorably
Teachers report poorer relationships and lower academic perceptions of chronically absent students, research finds.
4 min read
Illustration with blue background and three bubbles, within those bubbles are a teacher and students. Two bubbles are connected.
Nadia Snopek/iStock/Getty
Student Well-Being Why Free Meal Programs Are Having a Tough Time Feeding Kids This Summer
Federally sponsored summer meal programs require children to eat on site, but what happens in a heat wave?
5 min read
Susan Maffe, director of Food and Nutrition Services for Meriden Public Schools, hands a hot dog and vegetable packs to Saviyon Cole, 6 of Meriden, Conn., during the Local Food Taste Tests and Free Summer Meals event at the Meriden Green, Tuesday, July 19, 2022.
Susan Maffe, the director of food and nutrition services for the Meriden district in Connecticut, hands a hot dog and vegetable packs to Saviyon Cole, 6, during a local event July 19, 2022. Due to change in federal rules, students are now required to eat school meals on site, regardless of the weather.
Dave Zajac/AP
Student Well-Being School Cellphone Bans Gain Steam as Los Angeles Unified Signs On
The Los Angeles Unified School District board of education has voted to ban students from using smartphones in its schools.
4 min read
Anthony Bruno, a student at Washington Junior High School, uses the unlocking mechanism as he leaves classes for the day to open the bag that his cell phone was sealed in during the school day on Oct. 27, 2022, in Washington, Pa. Citing mental health, behavior and engagement as the impetus, many educators are updating cellphone policies, with a number turning to magnetically sealing pouches.
Anthony Bruno, a student at Washington Junior High School, uses the unlocking mechanism as he leaves classes for the day to open the bag that his cell phone was sealed in during the school day on Oct. 27, 2022, in Washington, Pa. In California, the Los Angeles Unified School District has banned students from using cellphones during the school day.
Keith Srakocic/AP
Student Well-Being Opinion Youth Sports Are About More than Just Winning
A good athletics program introduces students to life lessons, and a good coach understands his or her impact.
4 min read
Image shows a multi-tailed arrow hitting the bullseye of a target.
DigitalVision Vectors/Getty